Thursday, May 9, 2013

Compliance Officer - PT DBS Vickers Securities Indonesia - Jakarta Raya


PT DBS Vickers Securities Indonesia

DBS Vickers is a leading retail and institutional brokerage in Asia, providing high quality advisory services and products to our customers. We are looking for highly motivated individuals with good communication and interpersonal skills to join our management team in the following position.

Compliance Officer
Jakarta Raya

Responsibilities:

  • Report directly to Head of Compliance, President Director and Group Compliance in Regional Office.
  • Responsible for ensuring compliance with rules & regulations, policies and procedures
  • Identify & implement work plans & solutions on compliance and regulatory related matters.
  • Co-ordinate & liaise with internal auditors, external auditors, and regulators as well as monitor progress of issues raised by them.
  • Review the agreement and/or amendment whether the content meets Internal Policy and Indonesia Capital Market regulation.

Requirements:

  • Tertiary degree or equivalent professional qualification majoring in Law
  • At least 3 years of relevant experience with supervisory responsibilities
  • Relevant experience, preferably in the stockbroking industry; those with legal & audit experience in the stockbroking industry may also apply.
  • Proficiency in both written and spoken English

Interested applicants should write in with a detailed resume stating qualifications, experience, present and expected salary and a non-returnable photograph to:

Human Resources
PT. DBS VICKERS SECURITIES INDONESIA
Plaza Permata, Top Floor
Jl. M.H Thamrin 57
Jakarta 10350
Or hr_recruit@id.dbsvickers.com

(Only shortlisted candidates will be notified)